Speaker of the 7th AML Conference

  Mr. Nicolas Marinier
Chief Compliance Officer
East-West United Bank S.A
Education Master of Finance, Reims Management School (ESC Reims, France), 2004Bachelor in International Business and Administration, University of Ottawa (Canada), 2003
Certification Certificate in AML , International Compliance Association (Jersey), 2006, Certified CAMS member.
Competency Anti-Money Laundering, Forensic, Business Intelligence
Industry Private Banking, Corporate Banking, Special Purpose Vehicles, Financial &, Capital markets services, Custody, Transfer agency. 

Currently, Nicolas is Chief Compliance Officer at East-West United Bank in Luxembourg, designing and promoting the Compliance controls within the EWUB (CSSF circular 12/552), including:

 - Compliance reporting to Management and Board of Directors

 - Money Laundering Reporting Officer

 - Single point of contact for Compliance matter for Luxembourg Regulator, and Financial Authorities

 - AML/KYC and other Compliance related controls and procedures design, review and fine-tuning

 - Sanctions analysis and controls

 - Tax Fraud Due Diligence

 - Data confidentiality and Banking Secrecy issues

 - Code of Conduct, conflict of interest and whistleblowing

 - Design and review Compliance policies and procedures

 - Design and facilitation of regular Compliance trainings for staff

 - KYC documentation and account opening files review

 - Managing growing activity and new controls with a new Junior Compliance Officer who joined the team in April 2015

 - Compliance controls design and implementation

 -  Transaction monitoring

 - Regulatory reporting project ownership and coordination (CRS, FATCA, MIFID II,. etc.)

 - Investigations into suspected money laundering cases

Nicolas previously worked at Deloitte Luxembourg as Senior Manager in the Forensic and Anti-Money Laundering Practice, and PwC Luxembourg in Audit of Private Banks and various assignments regarding AML services where he was gained substantial knowledge and understanding of offshore structures and special purpose vehicles.

During his previous experience, he also got the opportunity to spend two years in Singapore where he was involved in a large scale project of KYC remediation for a major Japanese Private Bank.